Exclusive Capital is regulated by the Cyprus Securities and Exchange Commission (CySEC), under license number 330/17. CySEC supervises and controls the operations of its listed companies, brokers and brokerage firms. The regulatory body has implemented sweeping changes for enhanced transparency and stricter compliance mechanisms. Moreover, Exclusive Capital holds a cross-border CySEC License, governing services across the EEA.
Exclusive Capital adheres to the new MiFIDII policies unveiled in January 2018. The Markets in Financial Instruments Directive (MiFID) 2004/39/EC provides harmonised regulation for investment services across 31 member states of the EEA. Among the main objectives of the Directive are to increase consumer protection and ensure companies are run in a fair, just and professional manner, and in line with the client’s best interest
Exclusive Capital is a member of the Investor Compensation Fund (ICF), in compliance with Law 87(I)/2017. The objective of ICF is to provide protection and secure monetary payment compensation claims against Cyprus Investment Firms in cases where the member of the fund is not in a position to meet its obligations. The Guidelines to Investment Firms specify the minimum academic and professional qualifications that they should hold.
Exclusive Change Capital Ltd. is pleased to announce that it has received the International Quality Certification ELOT EN ISO 9001:2015. This certification is addressed to organizations that wish to ensure their ability to provide products and services that meet customer requirements and comply with the legal framework.